Meet the Team
Lam Investment Management / Designed Securities Ltd.
Francis Lam, BCom, BSc, CFP
Investment Advisor
Francis has been working in the finance industry for 13 years. He believes in a client focused and centric approach to financial management, every client is different and thus requires a customized financial and investment plan. In his free time he enjoys a good game of tennis and loves to learn and play different racquet sports. He is a proud father of 3 children.
Bonnie Ma, BCom
Manager - Business Development, Office of Francis Lam, CFP
Bonnie has over 10 years of experience in the finance industry. Her experience as a financial analyst has been instrumental in the financial planning projections that are utilized for many clients of our team.
Interested in meeting us? Please get in touch to schedule an initial meeting.
About Our Firm
DSL is a member of the Investment Industry Regulatory Organization of Canada (“IIROC”). IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. To learn more about IIROC please visit https://www.iiroc.ca.
To research the background, qualifications and disciplinary information of advisors at IIROC-regulated firms please generate an IIROC AdvisorReport.
DSL advisors are licensed to sell equity securities, bonds, mutual funds, GICs and other securities that are subject to available regulatory exemptions. Your advisor may also offer insurance related products, such as segregated funds via a Managing General Agency (MGA). The advisor is required to be dually registered to do so under applicable insurance legislation and they must have been approved by DSL to conduct such business outside the dealer.
DSL has a carrying broker arrangement with Aviso Wealth for nominee accounts.. Aviso Correspondent Partners, a national, integrated financial services company, with >$100 Billion in assets under administration (AUA). They are experienced, efficient, and have committed to collaborate and partner closely with Designed Securities Ltd. To learn more about Aviso Wealth please visit https://www.aviso.ca.
Disclaimer
Francis Lam is an Investment Advisor and is also licensed for the sale of insurance. Francis Lam is registered through separate organizations for each purpose and as such, you may be dealing with more than one entity depending on the services and products discussed. The name of the entity being represented should correspond to the business being conducted.
Lam Investment Management is an investment trade name of Designed Securities Ltd (DSL). DSL is regulated by the Investment Industry Regulatory Organization of Canada (www.iiroc.ca) and Member of the Canadian Investor Protection Fund (www.cipf.ca ). Investment products are provided by Designed Securities Ltd. and include, but are not limited to, mutual funds, stocks, and bonds. Francis Lam is registered to provide investment advice and solutions to clients residing in the province of Alberta.
Any advice which may be given in respect of non-securities services is given by Francis Lam solely and no such advice is given in their capacity as a registrant of Designed Securities Ltd. Canadian Investor Protection Fund (CIPF) coverage is available to IIROC Dealer Members and does not offer protection, within limits, on non-securities products not held by a Member. Non-securities related business includes, without limitation, fee-based financial planning services; estate and tax planning; tax return preparation services; advising in or selling any type of insurance product; any type of mortgage service. Accordingly, Designed Securities Ltd. is not providing and does not supervise any of the above noted activities and you should not rely on Designed Securities Ltd. for any review of any non-securities services provided by Francis Lam.
No information on this website shall be deemed as investment advice or a recommendation. The information provided may be gathered from sources believed to be accurate. This website is for informational and reference purposes only and is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. Please consult the appropriate professional depending on your particular circumstances. This website does not constitute an offer or solicitation in any jurisdiction in which such offer or solicitation is not authorized or to any person to whom it is unlawful to make such offer or solicitation.
The opinions expressed are those of the author and do not necessarily reflect those of Designed Securities Ltd. The information contained on this website is subject to change without notice. Information has been gathered from sources believed to be reliable. Content is accurate as of the date of publication, and subject to change without notice.
By accessing links to external websites, you will be leaving this website, Lam Investment Management or Designed Securities Ltd. are not responsible for the information contained on these external websites. Content may not be reproduced or distributed without the consent of Francis Lam.